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存储芯片板块暴跌

林园投资被查，事出违规打新_蜘蛛资讯网

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证券研究机制、研究报告撰写和审批机制不完善。该私募仅作出原则性规定，未对执行层面作出细化规定。　　三是合规管理制度不完善。该私募未对新股报价客观性、审慎性进行回溯验证。　　四是风险管理制度不完善。该私募未对业务各环节可能出现的风险进行监测、分析和识别，亦未采取风险控制措施等。　　五是通讯工具管控制度不完善、执行不到位。该私募未明确询价当日交易时段存取通讯设备的要求，针对因出差、请假等特定情形导致无

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